Literature Synthesis -- Batch 05 (Files 961-1000)¶
Generated: 2026-04-17 | Scope: 40 papers (Jawalageri 2022 -- Malekjafarian 2020)
Individual Paper Summaries¶
| # | Author(s) | Year | Title | Core Finding | Method | Tags |
|---|---|---|---|---|---|---|
| 1 | Jawalageri et al. | 2022 | Effect of scour erosion on mode shapes of a 5 MW monopile-supported OWT | Second mode shape more sensitive to scour than first; MAC values track scour progression consistently | Numerical (OpenFAST + SESAM), FDD, Winkler p-y springs | scour, monopile, mode shapes, MAC, FDD |
| 2 | Jeong et al. | 2021 | Centrifuge modeling for cyclic behavior of OWT with tripod foundation | Evaluated cyclic behaviour of tripod foundations under lateral loading via centrifuge | Centrifuge testing | tripod, cyclic loading, centrifuge |
| 3 | Jia J. | 2018 | Soil Dynamics and Foundation Modeling (Book, copy 1) | Comprehensive textbook covering soil dynamics, SSI, foundation modeling for offshore/earthquake engineering | Textbook/reference | soil dynamics, SSI, foundation modeling, reference |
| 4 | Jia J. | 2018 | Soil Dynamics and Foundation Modeling (Book, copy 2) | Duplicate of entry 3 | Textbook/reference | soil dynamics, SSI, foundation modeling |
| 5 | Jia X. et al. | 2024 | Combined seismic and scoured numerical model for bucket-supported OWTs | Combined seismic and scour analysis for suction bucket OWT foundations | Numerical (FEM) | seismic, scour, suction bucket, OWT |
| 6 | Jin et al. | 2019 | Hypoplastic macroelement model for caisson in sand under monotonic/cyclic loadings | Proposed hypoplasticity-based macroelement for caisson foundations; validated against 1g model tests | Macroelement (hypoplasticity), 1g lab tests | macroelement, caisson, hypoplasticity, cyclic |
| 7 | Jin et al. | 2025 | Evolution of bearing capacity and macroelement modelling for suction caissons considering local scour | Scour depth dominates bearing capacity loss over scour width/angle; failure envelope shape unchanged; novel macroelement with one scour parameter | FEM + hypoplastic macroelement | scour, suction caisson, failure envelope, macroelement |
| 8 | Ju | 2013 | Determination of scoured bridge natural frequencies with SSI | Frequency decreases with scour depth; change most obvious when pile cap is exposed; fluid effect on frequency is negligible vs. SSI | FEM (soil-fluid-structure), field experiment | bridge scour, natural frequency, SSI, FEM |
| 9 | Sastre Jurado et al. | 2022 | Impact of calibrated soil-monopile-interaction model on resonance frequencies | PISA-based soil-pile interaction improves natural frequency prediction vs. standard p-y curves | Monitoring data + PISA framework, Belgian OWT case study | monopile, natural frequency, PISA, monitoring |
| 10 | Kallehave et al. | 2015 | Optimization of monopiles for offshore wind turbines | Monopile design costs can be reduced through optimized engineering methods tailored to offshore wind | Review/optimization framework | monopile, optimization, cost reduction |
| 11 | Karapiperis & Gerolymos | 2014 | Combined loading of caisson foundations in cohesive soil: FE vs. Winkler | 4-spring Winkler model matches 3D FE for caisson response; ultimate soil reaction depends on load ratio M/Q, not solely on soil strength | 3D FEM + Winkler (genetic algorithm calibration) | caisson, combined loading, Winkler, FEM, failure envelope |
| 12 | Kariyawasam et al. | 2019a | Field assessment of ambient vibration-based bridge scour detection | Measured frequencies showed high variability; PSD amplitude and modal amplitude may be better scour indicators than frequency alone | Field monitoring (FDD, PSD), Baildon Bridge | bridge scour, vibration monitoring, field, FDD |
| 13 | Kariyawasam et al. | 2019b | Field deployment of vibration-based scour monitoring at Baildon Bridge, UK | Two scour-sensitive modes identified; frequency variability compared to expected scour-induced shift is a challenge for small-span bridges | Field accelerometers + FE model updating | bridge scour, field deployment, accelerometer, SHM |
| 14 | Kariyawasam | 2020 (Thesis) | A vibration-based bridge scour monitoring technique | Comprehensive PhD thesis on vibration-based scour monitoring combining field, centrifuge, and numerical approaches | Multi-method (field, centrifuge, FEM) | bridge scour, vibration monitoring, thesis |
| 15 | Kariyawasam et al. | 2020 | Assessment of bridge natural frequency as indicator of scour using centrifuge modelling | Up to 40% frequency variation for 30% embedment loss; global scour sensitivity slightly higher than local scour; deep foundations more sensitive than shallow | Centrifuge testing (1/60 scale) | bridge scour, natural frequency, centrifuge, foundation type |
| 16 | Khan et al. | 2021 | Laboratory investigation of bridge scour monitoring using decentralized modal analysis | Decentralized modal analysis with re-deployable sensors can locate scour; RMS mode shape difference increases linearly with stiffness loss | Numerical + scaled lab model, VBI | bridge scour, modal analysis, decentralized, SHM |
| 17 | Kheffache et al. | 2024 | Advanced simulations of monitored OWT monopiles in Belgian North Sea | API p-y overestimates bending moments and underestimates stiffness; PISA gives satisfactory results; scour protection effect highlighted | 3D FEM + 1D beam-column, monitoring back-analysis | monopile, monitoring, PISA, API, back-analysis |
| 18 | Kim et al. | 2025 | Scour impacts on natural frequency of OWT with tripod suction bucket foundations | Max 5.3% frequency reduction at scour depth = 0.6D; multi-footing redistributes stiffness loss; predictive sensitivity model validated | Centrifuge testing | scour, tripod suction bucket, natural frequency, centrifuge |
| 19 | Lai et al. | 2023 | Effects of soil small strain nonlinearity on dynamic impedance of suction caisson | Dynamic impedance significantly affected by load magnitude and soil nonlinearity; horizontal stiffness related to shallow strata, rocking to deep strata | FEM with small-strain nonlinearity | suction caisson, dynamic impedance, small strain, nonlinearity |
| 20 | LeBlanc et al. | 2010 | Response of stiff piles in sand to long-term cyclic lateral loading | Pile stiffness increases with number of cycles (contradicts degradation assumption); accumulated rotation depends on load characteristics and density | 1g laboratory tests (8000-60000 cycles) | monopile, cyclic loading, stiffness, accumulated rotation |
| 21 | Lehane et al. | 2023 | Interpretation of centrifuge CPT data in NC silica and carbonate sands | Empirical formulations bridge centrifuge-scale and field-scale qc discrepancies caused by shallow penetration effects | Centrifuge CPT testing | CPT, centrifuge, scaling, sand |
| 22 | Lehane et al. | 2022 | CPT-based axial pile capacity design method for driven piles in clay | New unified CPT-based method for shaft friction in clay; good predictions validated against independent database | Database analysis + CPT correlation | CPT, pile capacity, clay, design method |
| 23 | Li et al. | 2020 | Centrifuge modeling of local and global scour impact on monopile lateral response | Both local and global scour reduce lateral capacity; global scour more detrimental than local for same depth; stress history effects identified | Centrifuge testing | scour, monopile, centrifuge, lateral response |
| 24 | Li et al. | 2021 | Impact of scour on lateral resistance of wind turbine monopiles: experimental study | Moment capacity decreases linearly with scour depth for all scour geometries; new method to quantify scour-hole shape effect on pile response | Centrifuge model tests, p-y curves | scour, monopile, centrifuge, moment capacity, p-y |
| 25 | Liingaard | 2006 (Thesis, copy 1) | Dynamic Behaviour of Suction Caissons (PhD Thesis) | Comprehensive study of frequency-dependent dynamic stiffness of suction caissons for OWT foundations | Analytical/numerical, Aalborg/UWA | suction caisson, dynamic stiffness, thesis |
| 26 | Liingaard | 2006 (copy 2) | Dynamic Behaviour of Suction Caissons | Duplicate of entry 25 | -- | suction caisson, dynamic stiffness |
| 27 | Liingaard | 2006 (copy 3) | Dynamic Behaviour of Suction Caissons | Duplicate of entry 25 | -- | suction caisson, dynamic stiffness |
| 28 | Lin et al. | 2021 | AIoT sensing system for real-time bridge scour monitoring during floods | AIoT system combining multiple sensors for real-time scour early warning during flood events | IoT sensors + AI, field deployment (Taiwan) | bridge scour, AIoT, real-time monitoring, flood |
| 29 | Liu J. et al. | 2022 | Test method for scour effects on lateral response of rigid piles under real scour conditions | Proposed test method combining hydraulic scour generation with lateral loading; addresses gap of testing without realistic hydraulic environment | Physical model test design (wave + current + load) | scour, rigid pile, test method, hydraulic |
| 30 | Liu Y. et al. | 2022 | Capacity of spudcan on dense sand overlying clay under combined loading | Failure envelope expands with V for thick sand but shrinks for thin sand layer; new design formulas for V-H-M envelope | FEM parametric study | spudcan, combined loading, failure envelope, layered soil |
| 31 | Lombardi et al. | 2013 | Dynamic SSI of monopile-supported wind turbines in cohesive soil | Natural frequency change strongly depends on shear strain level in soil; practical guidance for monopile diameter selection | 1g lab tests (32000-172000 cycles), kaolin clay | monopile, cyclic loading, natural frequency, clay, SSI |
| 32 | Lombardi et al. | 2014 | Dynamic response of geotechnical rigid model container with absorbing boundaries | Foam absorbing boundaries dissipate 41-92% of input energy depending on foam type; critical for accurate 1g shaking table tests | 1g shaking table tests | model container, absorbing boundary, shaking table |
| 33 | Lopez et al. | 2025 | Data-driven macroelement model for suction buckets in sand | ANN-based macroelement predicts suction bucket response in 3D V-H-M space; excellent generalisation to unseen data | 3D FEM database + neural network | suction bucket, macroelement, machine learning, ANN |
| 34 | Song et al. | 2023 | One year monitoring of OWT: variability of modal parameters | FA mode frequencies and damping show large variability vs. stable SS modes; automated identification over 1 year verifies long-term monitoring feasibility | Field monitoring (Block Island), automated OMA | OWT, monitoring, modal parameters, variability |
| 35 | Lee M.G. et al. | 2018 | Development of seismic CPT for evaluating in-flight soil properties in centrifuge | SCPT system measures both qc and Vs in-flight; refracted ray path method needed for accurate Vs interpretation | Centrifuge SCPT + bender element validation | centrifuge, SCPT, Vs, in-flight characterization |
| 36 | Ryu et al. | 2020 | Closed-form solution for lateral response of tripod suction pile | Simple analysis method predicts first natural frequency within 1% error; validated by field tests | Analytical (influence factors) + field validation | tripod suction pile, natural frequency, closed-form |
| 37 | Ryu et al. | 2019 | Verification of tripod suction pile applicability through dynamic characteristic analysis | Dynamic characteristics verified at each installation stage for tripod suction pile OWT | Field tests + numerical analysis (image-based PDF, limited text) | tripod suction pile, installation, dynamic characteristics |
| 38 | Ryu et al. | 2022 | All-In-One-Installation vessel for offshore wind turbines | Innovative single-day installation vessel concept for OWT deployment | Conceptual/engineering design | installation, OWT, vessel, innovation |
| 39 | Ma et al. | 2018 | Effect of scour on structural response of OWT on tripod foundation | Scour has minor effect on tripod OWT natural frequency but significantly increases pile stress (ULS) and deflection (SLS); fatigue life reduced | 3D FEM, full-scale validation | scour, tripod, OWT, ULS, SLS, FLS |
| 40 | Malekjafarian et al. | 2020 | Mode shape-based scour monitoring for multispan bridges with shallow foundations | Mean-normalized mode shape (MNMS) can locate scour and quantify stiffness loss; tested on scaled 4-span bridge | Scaled lab model + FDD | bridge scour, mode shape, MNMS, damage detection |
CONSENSUS¶
-
Scour reduces foundation stiffness and natural frequency. Every study examining scour (Jawalageri, Ju, Kim, Li, Ma, Kariyawasam, Khan, Malekjafarian) confirms that increasing scour depth decreases system natural frequency and lateral capacity. This is established across monopiles, tripod foundations, suction buckets, and bridge piers.
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Global scour is more detrimental than local scour for the same nominal depth, because global scour removes overburden stress across a wider area (Li 2020, Kariyawasam 2020, Li 2021).
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API p-y curves underestimate foundation stiffness and overestimate structural loads for large-diameter monopiles. The PISA framework provides substantially better agreement with monitored data (Jurado 2022, Kheffache 2024).
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Vibration-based monitoring is viable for scour detection, though frequency variability under ambient/operational conditions remains a practical challenge. Higher modes and mode-shape-based indicators (MAC, MNMS) offer improved sensitivity over first-mode frequency alone (Jawalageri 2022, Kariyawasam 2019a/b, Khan 2021, Malekjafarian 2020).
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Macroelement models offer efficient alternatives to full FEM for foundation response under combined loading, with recent extensions to scour effects and data-driven (ANN) formulations (Jin 2019, Jin 2025, Lopez 2025, Karapiperis 2014).
DEBATES¶
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Scour modelling fidelity: global removal vs. realistic geometry. Most numerical studies approximate scour by removing soil layers entirely (global scour assumption), but Li (2021) and Liu J. (2022) argue that scour-hole geometry (slope angle, width) significantly affects lateral response and that testing under realistic hydraulic scour conditions is necessary.
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Frequency vs. mode shape as scour indicator. Kariyawasam (2019a) found that frequency variability in the field can exceed scour-induced frequency shifts, questioning the reliability of frequency-only approaches. Khan (2021) and Malekjafarian (2020) advocate mode-shape-based indicators as more robust, while Jawalageri (2022) shows second-mode sensitivity is higher but requires more sensors.
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Cyclic loading: stiffness increase or degradation? LeBlanc (2010) demonstrated that pile stiffness in sand increases with number of cycles, directly contradicting the API approach that degrades static p-y curves for cyclic conditions. Lombardi (2013) found frequency changes depend on shear strain level in clay. The direction of stiffness evolution under cyclic loading remains soil-type and strain-level dependent.
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Tripod vs. monopile scour sensitivity. Ma (2018) found scour has "minor effect" on tripod OWT natural frequency, while Kim (2025) measured up to 5.3% reduction. Both are substantially less than monopile sensitivity, but the significance for fatigue design is debated.
GAPS¶
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Scour effects on multi-footing (tripod/tetrapod suction bucket) foundations remain under-investigated compared to monopiles. Only Kim (2025) and Ma (2018) address tripod scour experimentally, and no centrifuge study combines scour with cyclic loading for these configurations.
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Long-term monitoring data linking scour progression to dynamic response in real offshore wind turbines is absent. Song (2023) provides 1-year OWT monitoring but does not address scour; Kariyawasam's field work is on bridges, not OWTs.
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Data-driven macroelement models (Lopez 2025) are in their infancy -- validated only for monotonic sand conditions. Extension to cyclic loading, clay, and scour effects has not been attempted.
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Coupled hydraulic-geotechnical-structural scour testing under realistic conditions is virtually nonexistent. Liu J. (2022) proposes a method but acknowledges its limitations. No centrifuge study reproduces in-flight scour through actual water flow.
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Scour effects on dynamic impedance of suction caissons have not been studied. Lai (2023) addresses small-strain nonlinearity effects on impedance but does not consider scour.
METHODS¶
| Method | Papers | Strengths | Limitations |
|---|---|---|---|
| Geotechnical centrifuge | Kim 2025, Kariyawasam 2020, Li 2020/2021, Jeong 2021, Lehane 2023, Lee 2018 | Correct stress field, repeatable, instrumented | Scale effects on scour geometry, no real hydraulic scour |
| 3D FEM | Kheffache 2024, Karapiperis 2014, Jin 2025, Jia 2024, Liu Y. 2022 | Full stress-strain field, parametric studies | Computationally expensive, constitutive model sensitivity |
| Winkler / p-y models | Jawalageri 2022, Karapiperis 2014, Kheffache 2024 | Fast, design-compatible | API p-y inaccurate for large-diameter piles |
| PISA framework | Jurado 2022, Kheffache 2024 | Better match to monitoring data | Site-specific calibration needed |
| Macroelement | Jin 2019/2025, Lopez 2025, Karapiperis 2014 | Efficient for integrated SSI analysis | Limited validation range, recent extensions untested |
| Field/OWT monitoring | Song 2023, Jurado 2022, Kheffache 2024 | Real operational data | Short duration, limited scour correlation |
| Bridge field monitoring | Kariyawasam 2019a/b, Lin 2021 | Real scour conditions | High variability, small frequency shifts |
| 1g lab tests | LeBlanc 2010, Lombardi 2013/2014 | Long cyclic series feasible | No stress-level scaling |
| Analytical/closed-form | Ryu 2020, Ma 2018 | Rapid preliminary design | Simplified assumptions |
BENCHMARKS¶
| Benchmark | Value | Source |
|---|---|---|
| Monopile frequency drop per 1D scour | ~5-15% (varies with soil, L/D) | Li 2020, Jawalageri 2022 |
| Tripod suction bucket frequency drop at 0.6D scour | 5.3% max | Kim et al. 2025 |
| Bridge frequency change for 30% embedment loss | Up to 40% | Kariyawasam 2020 |
| Cyclic stiffness increase in sand (60k cycles) | Measurable increase (contradicts degradation) | LeBlanc 2010 |
| Foam boundary energy absorption | 41-92% of input | Lombardi 2014 |
| PISA vs API frequency prediction error | PISA significantly closer to monitored values | Jurado 2022, Kheffache 2024 |
| Ryu closed-form natural frequency error | Less than 1% vs. field measurement | Ryu 2020 |
| Moment capacity loss per 1D scour (monopile) | Near-linear decrease, geometry dependent | Li 2021 |
| Centrifuge CPT qc scaling | Significant discrepancy at shallow penetration; empirical correction needed | Lehane 2023 |
Note: 3 entries are duplicates (Jia 2018 x2, Liingaard 2006 x3), reducing unique papers to 35.